AVP | CORRESPONDENT BANKING INVESTIGATION- INVESTIGATOR

As a Barclays Correspondent Banking Investigations (CBI), Investigator, AVP you will ensure compliance with policies, procedures and US regulations for the Barclays NY Correspondent Banking and Corporate Banking lines of business in relation to AML surveillance.  Additionally, you will ensure Barclays NY meets statutory obligations for reporting suspicious activity, and compliance with the Barclays stated values: Respect, Integrity, Service, Excellence, and Stewardship.  

Barclays is one of the world's largest and most respected financial institutions, with 329 years of success, quality and innovation behind us. We've helped millions of individuals and businesses thrive, creating financial and digital solutions that the world now takes for granted. An important and growing presence in the USA, we offer careers providing endless opportunity.

WHAT WILL YOU BE DOING?

•     Conducting from start to finish the analysis and assessment of alerts generated from system-generated alerts and cases using internal/external research tools 

•     Taking ownership of individual cases using appropriate case management tools and techniques to progress in order to meet timescales for alert investigation processing

•     Documenting supporting evidence for alert/case closure or SAR filing as appropriate within 30/60/90 procedural timelines

•     Carrying out varying levels of research/investigation, depending on complexity of each alert/case

•     Determining if additional field enquiries are required and escalate as appropriate for non/low quality responses from the various Barclays correspondent banking clients

•     Communicating across jurisdictions to gather additional data as required and providing recommendations for SAR filing by presenting documentation to support findings

•     Preparing quality SAR narrative for presentation at SAR review meetings 

•     Conducting manual reviews/special investigations including FinCEN 314(a)/314(b) investigations, Grand Jury Subpoenas, Law Enforcement requests, negative media, & fraud

WHAT WE’RE LOOKING FOR:

•     4-year college degree or international equivalent 

•     4+ years of AML Compliance and Bank Secrecy Act or other relevant experience

•     2+ years of research and/or investigations including Fraud, AML, Credit or Risk

•     2+ years of Microsoft office applications and Internet search tools

SKILLS THAT  WILL HELP YOU IN THE ROLE:

•     Experience in Compliance, Risk, Operations or Control

•     Knowledge of Correspondent Banking

•     CAMS certification

•     Experience with the Mantas surveillance system

WHERE WILL  YOU BE WORKING?

At Barclays, we are proud to be redefining the future of finance and here at Whippany we are defining the future of the workplace and the future of the way we work and live. We are creating a unique community, one of four strategic tech-enabled hubs that will redefine opportunity for everyone who works here.

We’re a global, vital and highly respected financial organisation with an inspiring Purpose. Operating in 50 countries and employing around 83,000 people across the world, we help communities, individuals and businesses thrive. And we’ve created financial solutions and technology that the world now takes for granted. A career with us can offer incredible variety, depth and breadth of experience, and the chance to learn from some of the best minds in technology and finance.