Description

Raymond James Overview

One of the largest independent financial services firms in the country could be the place you build a career beyond your expectations.

Our focus is on providing trusted advice and tailored, sophisticated strategies for individuals and institutions. Raymond James Financial is a diversified holding company, headquartered in St. Petersburg, FL. Raymond James provides financial services to individuals, corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset management.

At Raymond James, we are putting the power of perspectives into action and building an inclusive and diverse workforce that reflects our commitment to associates, and clients of the future. Our company values associate development and growth, offering opportunities through developmental programs, mentorships, and continuing education options.

We strive to ensure everyone feels welcomed, valued, respected, and heard so that you can fully contribute your unique talents for the benefit of clients, your career, our firm, and our communities. Raymond James is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.

Department Overview

The RIA & Custody Services Division (RCS) serves as a clearing firm for independent broker-dealers and as a custodian for independent Registered Investment Advisor firms (RIAs).

Job Summary

The individual(s) chosen for this role will have the opportunity to work directly with all levels of the department including senior leadership. Curiosity and innovation skills will be key when participating in projects that will impact the department for years to come. Understanding of the regulatory agencies that oversee Broker-Dealer and RIA firms will be essential in understanding how the different areas of the business work together to mitigate risk and implement product solutions while delivering a superior client experience. This role will focus on specific projects related to risk mitigation that have been identified as priorities for the department. The individual applying should have a desire to learn about financial services communications.

The summer associate position is a temporary role.

Start Date: Monday, June 2, 2025

End Date: Friday, August 8, 2025

Work Schedule: Monday through Friday, up to 40 hours per week.

Duties and Responsibilities

• Draft, review, and edit documents.

• Partner with RCS Risk team to design and implement policy.

• Conduct research on regulatory rules and requirements.

• Develop an in-depth understanding of the custody and clearing business.

• Gain understanding of the Investment Advisers Act of 1940

• Specified projects and varied assignments relating to the RCS department.

• Operates standard office equipment and uses required software applications.

• Performs other duties and responsibilities as assigned.

Qualifications

Knowledge, Skills, and Abilities

Knowledge of -

• Microsoft Office functions (Excel, Word, PowerPoint).

• FINRA and the SEC and how they oversee RIAs and Broker Dealers.

• Fundamental concepts of financial markets and products.

• Relationship management software and applications is a plus.

• Fundamental concepts, practices, and procedures of a professional office environment.

• Basic concepts, principles, and practices of an assigned business unit.

Skill in -

• Preparing and delivering written reports.

• Effective time management and ability to meet set deadlines.

• Presenting to large and small audiences.

• Critical thinking and the ability to identify areas of risk to the organization.

• Operating standard office equipment and using, or having the ability to learn, required software applications.

Ability to -

• Research complex issues and involve appropriate parties in decision making.

• Gather information to identify trends and utilize that information to drive improvements.

• Build and maintain strong working relationships with internal and external partners.

• See the larger picture in order to seek out areas for business improvements.

• Organize and prioritize multiple tasks and meet deadlines.

• Communicate effectively, both orally and in writing.

• Work independently and collaboratively within a team environment.

• Provide a high level of customer service.

• Establish and maintain effective working relationships.

Educational/Previous Experience Requirements

• Freshman or sophomore standing (May 2027-May 2028 graduates) pursuing a bachelor's degree in business, finance, or related field.

• Any equivalent combination of experience, education, and/or training approved by Human Resources.

Licenses/Certifications

• None required.

Location - Hybrid position - St. Petersburg, FL

• No travel required.

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At Raymond James - as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic selves, our organization, clients, and communities thrive. The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.

Raymond James is a diversified financial services company providing wealth management, capital markets, asset management, banking and other services to individuals, corporations and municipalities. Founded in 1962 in St. Petersburg, Florida, the firm now has locations across the United States, Canada, the United Kingdom and Germany, and is listed on the New York Stock Exchange under the symbol RJF