Job description
Our purpose - Opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We’re bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for our customers, our people, our investors, our communities and the planet we all share.
The Middle Office Specialist provides trade execution and account support services to the RBWM client base, including advisor-led and self-directed via phone and email. The Specialist also supports internal clients such as Financial Consultants, Wealth Operations staff, Compliance and Sales Management.
Here’s what you can expect:
As the Middle Office Specialist you will be responsible for receiving and executing domestic and international securities orders and providing high quality information and account maintenance services to internal and external clients in multiple languages. Your day-to-day responsibilities will include attending phone lines and assisting clients accordingly, receiving and executing buy/sell orders for equities, options, fixed income, structured products, mutual funds and foreign currency, and performing account maintenance services upon client request. You will also support RBWM/HNW brokerage for trade inquiries and corporate reorg election requests and assist Middle Office and Operations on all trade related matters and reports.
For this role, HSBC targets a fixed pay range between $54,000 and $80,900.
The final fixed pay offer will depend on the candidate and a number of variables, including but not limited to, role responsibilities, skill set, depth of experience and education, licensing/certification requirements, internal relativity, and specific work location.
At HSBC, our overall goal is to provide a competitive Total Reward Package, with an appropriate mix of fixed pay, and variable pay, as part of an employee’s overall total compensation and benefits. Variable pay generally takes the form of discretionary, annual awards (sometimes referred to as a “bonus”). Additionally, HSBC offers a wide range of competitive and flexible benefits designed to help you improve your health and well-being, finances, and lifestyle.
Requirements
Employment eligibility to work with HSBC in the U.S. is required as the company will not pursue visa sponsorship for these positions.
Proven experience in financial services industry or equivalent
Strong knowledge of investment products, markets and traditional and non-traditional service providers as well as regulations affecting area of responsibility
Impeccable phone manners - Must be well-spoken and well written, with a people focused attitude
Ability to manage multiple and changing priorities with tact, diplomacy and confidentiality
Licensed Registered Representative, Series 7 and Series 63 mandatory, in addition S65/66 preferred
As an HSBC employee, you will have access to tailored professional development opportunities to ensure you have the right skills for today and tomorrow. We offer a competitive pay and benefits package including a robust Wellness Hub, all in a welcoming, diverse and inclusive work environment. You will be empowered to drive HSBC’s engagement with the communities we serve through an industry-leading volunteerism policy, a generous matching gift program, and a comprehensive program of immersive Sustainability and Climate Change Initiatives. You’ll want to join our Employee Resource Groups as they play a central part in life at HSBC, including the development of our employees and networking inside and outside of HSBC. We value difference. We succeed together. We take responsibility. We get it done. And we want you to help us build the bank of the future!
All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
HSBC is one of the world’s largest banking and financial services organizations. Our global businesses serve around 39 million customers worldwide through a network that covers 62 countries and territories. Our customers range from individual savers and investors to some of the world’s biggest companies, governments and international organizations. We aim to connect them to opportunities and help them to achieve their ambitions.