Margin Clearing Analyst TD Ameritrade 468 reviews - Omaha, NE The Analyst, Margin Clearing is responsible for performing functions necessary to facilitate margin lending, option trading, and short selling in client margin accounts. Additionally, this position ensures compliance with house, Self-Regulatory Organization (SRO), and Federal rules relating to margin and cash trading. The Analyst, Margin Clearing will assist in all core functional processes to include Cash Accounts, Day Trading, Portfolio Margin Accounts, Client Requests and Margin ID Closeouts. * Issue various calls on margin, cash, day trading or portfolio margin; review account exceptions and make decisions on the validity of federal and house margin calls based on analysis of account status and myriad of margin requirements for the products a client holds. * Monitor all open cash debits and enforce timely resolution of deficiencies * Monitor/Enforce Day-Trading policies and rules ' Analyze day-trading activity to ensure compliance with SRO day-trading rules. Issue, monitor, and close day trading calls as required. * Portfolio Margin Calls & Equity - issue, monitor, extend & close portfolio margin calls. * Cash Regulation T - issue, monitor, extends & close cash calls.

• Approval of asset movements out of the margin account. * Requests submitted for wires, ach, checks need to be reviewed to determine all wire information is accurate, ensure OFAC check is done and account will be in good standing when funds leave the account * Processes the movement of assets between accounts once review is complete * Identify and resolve problems relating to incorrect option matches and associated invalid margin requirements. * Analyze transactions for money-laundering risk indicators * Report any suspicious client activity relating to asset movement requests * Monitor open margin calls by utilizing system reports. As calls age and go past due, communicate with internal risk management teams as to the need to enforce margin calls. * Knowledgeable of Financial Clearing Systems and Operations * Familiar with business analytics tools * Familiarity with the Margin business, including a developed grasp of regulations and rules * Capable of prioritizing and handling complex tasks efficiently * Able to communicate effectively * Minimum of One year of brokerage experience * 2 year College Degree * 1-3 year related experience * Military education or experience may be considered in lieu of civilian requirements listed 16 hours ago - save job - original job Apply On Company Site Other jobs you may like Rate Analyst Werner Enterprises Omaha, NE 25 days ago * Margin Clearing Analyst jobs in Omaha, NE * Jobs at TD Ameritrade in Omaha, NE * Margin Clearing Analyst salaries in Omaha, NE TD Ameritrade TD Ameritrade 468 reviews When the Securities and Exchange Commission eliminated the practice of fixed brokerage commissions on May 1, 1975, none of the major... Let employers find you Thousands of employers search for candidates on Indeed Upload Your Resume