Job Description
Position Overview
At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Associate to join our global Third Bridge Expert Network Compliance team to be based in Dallas. The main purpose of this role is to support the compliance requirements of the business across all our international offices.
Skills
Organized with excellent attention to detail.
Ability to develop strong working relationships across the organization working with individuals at all levels and across offices.
Excellent oral and written communication skills.
Ability to identify risks and apply strategies or seek guidance to minimize them.
Ability to prioritize competing goals and interests and manage time effectively.
Responsibilities
Evaluating and approving a high volume of in-house research requests for compliance with internal policies and client-specific processes, and responding in a timely manner.
Monitoring of active projects and experts to mitigate potential risks.
Answering day-to-day compliance queries from business units and clients.
Delivering compliance training to new and existing employees.
Ensuring compliance with applicable laws, internal compliance procedures and pre-agreed client-specific processes.
Reviewing clients’ compliance procedures in a critical manner to improve and implement them.
Dealing with ad-hoc projects as directed by management.
Qualifications
Bachelor's Degree or relevant experience within compliance
Previous compliance experience within financial services highly desirable but not essential
Additional Information
Rewarding your hard work. We offer a range of incredible rewards and benefits. These include the basics, which are:
We're very supportive of your career development here in Third Bridge:
We also focus on your health and wellbeing:
Your future and family is important to us, so we offer:
All your information will be kept confidential according to EEO guidelines.