Finance Senior Associate

Assist with the quarterly financial close process and work closely with junior accountants and third- party fund administrators to ensure timely reporting of the company’s 10Q and 10K

• First level detailed review of all internally prepared workpapers, including:
• Accounting treatment write-ups, including technical accounting research, analysis, and interpretation
• Preparing journal entries (when required)
• Assist with the reviewing of new GAAP and regulatory requirements to determine impact to financial reporting and disclosure requirements
• Assist with the review of the quarterly reporting package from third-party administrator
• Assist with the preparation of various schedules and calculations needed for financial statement preparation and disclosures
• Work closely with the investment team for the completion of the quarterly investment valuation process for financial reporting
• Analyze and assess impact of investment valuations on financial statements
• Work closely with external auditors and tax firms to ensure the timely completion of annual audit and tax filings for the BDC and all tax blockers
• SBA regulatory reporting requirements –
• Work closely with external auditors and third-party fund administrator for timely reporting of quarterly Form 468 filings, 1031 filings, etc.
• Assist with the review of all quarterly workpapers and Form 468 for SBIC Funds
• Manage annual SBA for examinations
• Work closely with external auditors of both SBIC standalone financial statements
• Sarbanes Oxley compliance
• Manage the BDC’s SOX process from start to finish
• Work closely with third party internal auditors and external auditors for interim and annual testing
• Ensure document retention for all internal processes
• Assist with the preparation of quarterly management reporting, including board presentations, meeting minutes and investment track record with internal rate of return calculations
• Interest Invoices
• Review monthly interest invoices
• Review interest rate changes and principal changes to ensure accurate reporting
• Manage the distribution of all interest invoices to borrowers
• Review of weekly cash flow analysis and planning, including managing our cash application process with our external custodian