Compliance Officer
Denver, CO
Hybrid (in-office 3x week)
Our client, a leading private real estate lender with a robust team and over $350 million in capital, is seeking a Compliance Officer to ensure adherence to all regulations in their mortgage and investment activities. The company specializes in lending to builders and developers and also operates a mortgage brokerage and development division. With one of the top-performing funds in the U.S. and $100 million in real estate acquisitions over the past four years, they are expanding both organically and through acquisitions.
Compliance Officer Responsibilities:
- Implement and update a compliance program for mortgage activities and regulatory changes.
- Develop, update, and enforce compliance policies and staff training.
- Set up and oversee a program to review loan files and identify compliance issues.
- Prepare and submit accurate regulatory reports, and maintain compliance records.
- Create and deliver compliance training for staff.
- Manage regulatory engagements and submissions, and advise on compliance queries.
- Develop a risk management framework, address emerging risks, and update policies as needed.
- Work with various teams to ensure integrated compliance across departments.
- Resolve compliance-related customer complaints fairly.
Compliance Officer Qualifications:
- Bachelor’s degree in business, finance, or related field, or equivalent experience
- At least 3 years in mortgage compliance, auditing, or a related field
- In-depth knowledge of residential mortgage regulations, credit agreements, and compliance tools
- Strong analytical, problem-solving, and organizational skills
- Excellent communication skills
- Proficiency in Microsoft Office (Word, Excel, PowerPoint)
- Experience with regulatory reporting, audits, risk management, and SEC private equity fund compliance is preferred.
Company Benefits:
- Medical, Dental, and Vision Insurance
- Annual bonus
- Employee stock options
- 401k with a 3% match
Compensation: $80-105K + 10% bonus