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Regulatory Remediation Specialist - Associate Manager

Sia

Regulatory Remediation Specialist - Associate Manager

New York, NY
Full Time
Paid
  • Responsibilities

    Job Description

    Why Join Sia?

    **Excellence | Entrepreneurship | Innovation | Teamwork | Care & Support | Employee Wellbeing **

    These are the six core values that guide all our actions.

    Your experience at Sia will be enriched by a(n):

    • Entrepreneurial journey
    • Support with achieving professional development goals through guidance and real-time feedback
    • Continuous learning & development opportunities

    Sia Partners is looking for a talented Management Consultant to support our Financial Services practice serving our clients with regulatory remediation initiatives. The specialist will work closely with our client’s regulatory affairs, compliance and risk, and finance teams, leading cross-functional regulatory remediation initiatives.

    Responsibilities

    • Support clients with the development and execution of regulatory remediation plans
    • Stay abreast of regulatory changes
    • Collaborate with internal and client project team members, and contribute to internal communications and readiness activity within the program team and with client groups
    • Provide status reporting of progress, dependencies, issues, risks and overall program health to Senior Management
    • Analyze program risks and identify, develop strategies to mitigate these risks
    • Contribute to the development of high-quality and timely deliverables
    • Develop and maintain best practices for regulatory compliance
    • Assist in the coordination and development of client proposals
    • Support practice, thought leadership, and people development
  • Qualifications

    Qualifications

    • Bachelor’s degree in finance, accounting, or related field
    • 5 - 15 years of recent project management experience in a regulatory, compliance, risk, and/or securities-related projects required
    • Deep understanding of prudential regulations and related issues affecting financial services organizations in the US
    • Strong understanding of Banking business operations, risk, compliance, and finance functional areas
    • Strong understanding of financial products and services
    • Proven ability to develop and execute project plans related to regulatory remediation activities
    • Proven ability to identify and analyze risks, and develop strategies to mitigate them
    • Excellent communication and problem-solving skills
    • Demonstrated knowledge of project management principles and methodologies including agile/scrum
    • Certifications (PMP, CAPM, Agile, etc.) welcome

    Additional Information

    **Compensation & Benefits **

    • $126K + Annual Discretionary Bonus
    • Healthcare coverage that includes 3 medical plan options: Anthem – EPO HSA, EPO HSA MERP, and PPO; dental and vision through MetLife; and life insurance policies through Mutual of Omaha
    • Flexible Spending Account (FSA)
    • Paid Time Off
    • Parental leave paid at 100% of base pay for all new parents
    • 9 Company Holidays + 1 Floating Holiday
    • 401(k) Plan - 4% matching and vested on day 1
    • College save-up plan & college loan repayment plan
    • Monthly cell phone stipend
    • Pre-tax account for Parking and Mass Transit
    • Sia provides several wellness and incentive programs free of charge through the firm medical plan – Anthem - such as:
      • Gym Reimbursement
      • LiveHealth Online
      • Well-being Coach
      • Building Healthy Families Program
      • And much more

    Actual compensation will be dependent upon the individual’s skills, experience, qualifications, and market location.

    Diversity, Equity, Inclusion & Belonging

    At Sia, we believe in fostering a diverse, equitable and inclusive culture where our employees and partners are valued and thrive in a sense of belonging. We are committed to recruiting and developing a diverse network of employees and investing in their growth by providing unique opportunities for professional and cultural immersion. Our commitment toward inclusion motivates dynamic collaboration with our clients, building trust by creating an inclusive environment of curiosity and learning which affects lasting impact. Please visit our website for more information.

    Office Workplace Guidelines

    Sia is committed to providing a flexible workplace environment that supports client, business, and market needs. Consultants located in our primary market office locations—New York City, Charlotte, Seattle, and San Francisco—are expected to live within a reasonable commuting distance and attend the office at least three days per week. For Consultants outside of our primary markets, we can offer more flexible in-person requirements in accordance with your location.

    **Work Authorization & Sponsorship **

    At this time, Sia does not intend to pursue employment with applicants who will require now or in the future visa by our company for work authorization in the United States (i.e., H1-B visa, F-1 visa (OPT), TN visa, or any other non-immigrant status).

    Sia is an equal opportunity employer. All aspects of employment, including hiring, promotion, remuneration, or discipline, are based solely on performance, competence, conduct, or business needs.